Jence A. Salas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jence Azucena Salas was a registered financial professional .
Jence is a previously registered financial professional and started their career in finance in 2003. Jence had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2008 - July 3, 2012
INVESTACORP ADVISORY SERVICES INC
June 15, 2007 - July 3, 2012
INVESTACORP, INC.
November 30, 2005 - June 21, 2007
METROPOLITAN LIFE INSURANCE COMPANY
November 30, 2005 - June 21, 2007
MSI FINANCIAL SERVICES, INC.
September 10, 2003 - December 1, 2005
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTACORP ADVISORY SERVICES INC
CRD#: 109011 / SEC#: 801-57738
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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