Mark Evan Helm
CFP®Professional Summary
Mark Evan Helm, CFP® is a registered financial advisor currently at HELM FINANCIAL ADVISORS, LLC located in Purcellville, Virginia. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Mark has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Management
- Retirement Planning
- Tax Planning
- Risk Management & Insurance
Specializations
Biography
Hello, I'm Mark Helm. I am the founder and principal of Helm Financial Advisors, LLC. I am a Certified Financial Planner™ (CFP), hold a Bachelors Degree in Economics from the University of Minnesota and a Masters Degree in International Affairs from American University. In addition, I also have earned the Enrolled Agent designation from the IRS. I opened my financial planning practice in 2003 because I felt that too many financial advisors viewed their clients...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
23 years in the financial services industry
Current & Past Employments
Current
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Current Firm
HELM FINANCIAL ADVISORS, LLC | MARK HELM | HELM, MARK EVAN
Contact Information
Main Address
Purcellville, VAPhone Number
(703) 501-8531# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
194AUM (Assets Under Management)
$73,300,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/11/2003)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Mark Evan Helm's CRS (Customer Relationship Summary).
Services Offered by Mark
- Investment Management
- Retirement Planning
- Tax Planning
- Risk Management & Insurance
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