Robert S. Bowerman

TLWM FINANCIAL

Madawaska, ME 04756

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CRD#: 4697103

Professional summary

Robert Scott Bowerman, CFP®, who also goes by Rob Scott Bowerman, is a registered financial advisor currently at TLWM FINANCIAL located in Madawaska, Maine and LPL FINANCIAL LLC located in San Antonio, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Scott Bowerman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 04/27/2016: TLWM, LLC dba Texas Legacy Wealth Management - DBA: (hybrid) Texas Legacy Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/08/2016 - 160 Hours Per Month During Securities Trading - Investment Advisor Representative. 2. 05/13/2016: TLWM, LLC dba Texas Legacy Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/08/2016 - 160 Hours Per Month During Securities Trading - Agent. 3. 07/28/2016: TLWM, LLC dba Texas Legacy Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Start 04/06/2016 - RIA and Insurance agency - 160 Hr/Mo; 160 Hours During Securities Trading. 4. 2/2/2022 - TLWM, LLC - DBA: TLWM Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/28/2021 - 0 Hours Per Month/0 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Scott Bowerman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

April 8, 2016 - Present

TLWM FINANCIAL

Office #1: 309 St. Thomas St. Suite 102, Madawaska, ME 04756

RIA

CRD#: 158305

Madawaska, ME

Current

March 30, 2012 - Present

LPL FINANCIAL LLC

Office #1: 40 Ne Loop 410 Ste 644, San Antonio, TX 78216Office #2: 309 St Thomas St Ste 215, Madawaska, ME 04756

RIA

CRD#: 6413

San Antonio, TX

Past

January 25, 2022 - April 25, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

BULVERDE, TX

Past

March 30, 2012 - September 8, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

BULVERDE, TX

Past

November 18, 2009 - April 19, 2012

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

RIA

CRD#: 149564

BULVERDE, TX

Past

August 19, 2009 - March 30, 2012

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

BULVERDE, TX

Past

January 14, 2009 - August 21, 2009

OSAIC SERVICES, INC.

RIA

CRD#: 133763

BULVERDE, TX

Past

October 31, 2005 - August 21, 2009

OSAIC SERVICES, INC.

CRD#: 133763

BULVERDE, TX

Past

October 11, 2004 - November 18, 2009

HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS

RIA

CRD#: 107773

BULVERDE, TX

Past

September 28, 2004 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

November 12, 2003 - September 13, 2004

WADDELL & REED

RIA

CRD#: 866

SAN ANTONIO, TX

Past

October 10, 2003 - September 13, 2004

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLWM FINANCIAL

CRD#: 158305 / SEC#: 801-79214

RIA

Registered Investment Advisory firm - (2/28/2014 Approved)

Texas

Registered Investment Advisory firm - (3/3/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Maine
(8/17/2023)

Maine
(7/8/2024)

Texas
(3/30/2012)

IAR

Texas
(4/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/11/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/29/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TLWM FINANCIAL

CRD#: 158305 / SEC#: 801-79214

RIA

Registered Investment Advisory firm - (2/28/2014 Approved)

Texas

Registered Investment Advisory firm - (3/3/2014 Terminated)

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Contact information

Main Address

40 Ne Loop 410 Suite 644, San Antonio, TX 78216

Mailing Address

Phone number

+1 (877) 348-8822

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	2,008
AUM (Assets Under Management)	$ 577,253,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert S. Bowerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Scott Bowerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

SECURITIES SERVICE NETWORK, LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS

SUNAMERICA SECURITIES, INC.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

TLWM FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 11/11/2003

SIE

Date: 10/1/2018

Series 7

Date: 10/8/2003

Series 24

Date: 6/29/2012

FINRA

Current Firm

TLWM FINANCIAL

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLWM FINANCIAL

TRUST BUT VERIFY

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