Zachary L. Shrier

SHRIER WEALTH MANAGEMENT

LOS ANGELES, CA 90067

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CRD#: 4697066

Professional summary

Zachary Loren Shrier is a registered financial advisor currently at SHRIER WEALTH MANAGEMENT, LLC located in Los Angeles, California.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Zachary has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 04/05/13 - DBA ONLY - SHRIER WEALTH MANAGEMENT LLC - LOS ANGELES, CA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Loren Shrier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2025 - Present

SHRIER WEALTH MANAGEMENT, LLC

Office #1: 1925 Century Park East Suite 2020, Los Angeles, CA 90067

RIA

CRD#: 332673

LOS ANGELES, CA

Past

November 28, 2003 - January 9, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

LOS ANGELES, CA

Past

October 23, 2003 - January 9, 2025

LPL FINANCIAL LLC

CRD#: 6413

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHRIER WEALTH MANAGEMENT, LLC

CRD#: 332673 / SEC#: 801-131769

RIA

Registered Investment Advisory firm - (1/6/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/7/2025)

IAR

Texas
(1/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/24/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/22/2003

General Securities Representative Examination

Current Firm

SHRIER WEALTH MANAGEMENT, LLC

CRD#: 332673 / SEC#: 801-131769

RIA

Registered Investment Advisory firm - (1/6/2025 Approved)

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Contact information

Main Address

1925 Century Park East Suite 2020, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 201-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FIRM BROCHURE (5/23/2025)

Regulatory assets under management

Total Number of Accounts	364
AUM (Assets Under Management)	$ 323,237,773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Zachary L. Shrier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Loren Shrier's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHRIER WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

SHRIER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/2003

SIE

Date: 10/1/2018

Series 7

Date: 10/22/2003

Current Firm

SHRIER WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHRIER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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