Joseph Daniel Pitzl
CFP®Professional Summary
Joseph Daniel Pitzl, CFP®, who also goes by Joseph D Pitzl, is a registered financial advisor currently at PITZL FINANCIAL located in Arden Hills, Minnesota. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Joseph has worked at 3 firms and has passed the Series 6 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Financial Planning
- Investment Management
- Retirement Planning
- Estate & Legacy Planning
- Tax Planning
- Cashflow & Budgeting
- Education Funding
Biography
We deliver the personal touch of a small business with the resources and expertise of industry giants. We view our client relationships as partnerships working on a common set of goals. Your life goals dictate the focus of our relationship and we adjust our planning process to accomodate you, rather than forcing you to accomodate us. We are an independent member of The BAM ALLIANCE and work very closely with our sister CPA firm, Pitzl...
Other Aliases
Joseph D Pitzl
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
PITZL FINANCIAL | PITZL FINANCIAL, LLC
Contact Information
Main Address
8 Pine Tree Drive Suite 125, Arden Hills, MN 55112Phone Number
(651) 287-3712# of Employees
8SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,892AUM (Assets Under Management)
$497,981,581Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2026 | Cover Page | Report |
| 04/28/2025 | Cover Page | Report |
| 03/11/2024 | Cover Page | Report |
| 02/28/2024 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
PITZL FINANCIAL | PITZL FINANCIAL, LLC
State Registrations and Notice Filings
(5/19/2014)
(7/27/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2003About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph Daniel Pitzl's CRS (Customer Relationship Summary).
Services Offered by Joseph
- Financial Planning
- Investment Management
- Retirement Planning
- Estate & Legacy Planning
- Tax Planning
- Cashflow & Budgeting
- Education Funding
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