Cathy L. Gilbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cathy Linn Gilbert, who also goes by Cathy Linn Lane, was a registered financial advisor .
Cathy is a previously registered financial advisor and started their career in finance in 2003. Cathy had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2010 - November 21, 2011
PETERSEN INVESTMENTS, INC.
June 22, 2005 - July 21, 2010
EQUITABLE ADVISORS, LLC
May 3, 2005 - July 21, 2010
EQUITABLE ADVISORS, LLC
December 1, 2003 - April 28, 2005
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PETERSEN INVESTMENTS, INC.
CRD#: 38537 / SEC#: , 8-48306
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
