John W. Winans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Walton Winans was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 10 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2001 - December 15, 2008
PMK SECURITIES & RESEARCH, INC.
January 2, 2001 - October 1, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 10, 1997 - January 2, 2001
JWGENESIS SECURITIES, INC.
August 11, 1994 - February 6, 1997
CITIGROUP GLOBAL MARKETS INC.
August 23, 1990 - August 2, 1994
MORGAN STANLEY DW INC.
July 23, 1984 - August 24, 1990
PRUDENTIAL EQUITY GROUP, LLC
May 19, 1978 - August 10, 1984
KIDDER, PEABODY & CO. INCORPORATED
June 24, 1974 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
January 5, 1971 - July 26, 1974
CLARK, DODGE & CO., INCORPORATED
December 23, 1970 - February 25, 1971
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/15/1961
Registered Representative ExaminationCurrent Firm
PMK SECURITIES & RESEARCH, INC.
CRD#: 40145 / SEC#: , 8-48989
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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