Anthony J. Puma
Professional summary
Anthony John Puma is a registered financial professional currently at COHEN & STEERS SECURITIES, LLC located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2003. Anthony has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony John Puma's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2015 - Present
COHEN & STEERS SECURITIES, LLC
Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY 10036July 28, 2014 - December 11, 2015
STONE HARBOR INVESTMENT PARTNERS, LLC
August 5, 2013 - August 18, 2015
ALPS DISTRIBUTORS, INC.
April 30, 2012 - May 3, 2013
BARCLAYS CAPITAL INC.
July 20, 2011 - May 3, 2013
BARCLAYS CAPITAL INC.
April 26, 2011 - July 12, 2011
MORGAN STANLEY DISTRIBUTION, INC.
November 17, 2005 - April 27, 2011
MORGAN STANLEY & CO. LLC
December 10, 2003 - December 7, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2015)
Exams
Series 99TO
Date: 5/27/2025
Operations Professional ExaminationFINRA
Current Firm
COHEN & STEERS SECURITIES, LLC
CRD#: 29258 / SEC#: , 8-44123
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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