Jeffrey S. Beattie

WOMACK INVESTMENT ADVISERS,

Edmond, OK 73013

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CRD#: 4696733

Professional summary

Jeffrey Scott Beattie, who also goes by Jeff Beattie, is a registered financial advisor currently at WOMACK INVESTMENT ADVISERS, INC located in Edmond, Oklahoma.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jeffrey has worked at 2 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Beattie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). CK INVESTMENTS, LLC and CK INVESTMENTS II, LLC - Non-Investment Related. 1052 E Honey Hills Drive, Terre Haute, IN 47802. Real estate/rental properties; Managing Member. Start dates: 02/2017 and 05/2019. Serves as owner and landlord of domestic rental properties. Hours: Less than 10 hrs/month during non-trading hours only. 2). WEST TERRE HAUTE POLICE DEPARTMENT - Non-Investment Related. 500 National Ave, West Terre Haute, IN 47885. Policing/Public Safety; Police Officer/Patrolman. Start date: 11/2018. Serves as a part-time patrolman on weekends and evenings. Hours: Approx. 24 hrs/month during non-trading hours only.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Scott Beattie's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2007 - Present

WOMACK INVESTMENT ADVISERS, INC

Office #1: 1366 E 15th St, Edmond, OK 73013

RIA

CRD#: 118081

Edmond, OK

Past

January 24, 2013 - November 28, 2017

TRINITY CAPITAL ASSET ADVISORS, LLC

RIA

CRD#: 150828

EDMOND, OK

Past

March 19, 2010 - December 31, 2012

TRINITY CAPITAL ASSET ADVISORS, LLC

RIA

CRD#: 150828

EDMOND, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(4/2/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/30/2007

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/22/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/9/2003

General Securities Representative Examination

Current Firm

WOMACK INVESTMENT ADVISERS, INC

CRD#: 118081 / SEC#: 801-68170

RIA

Registered Investment Advisory firm - (7/2/2012 Terminated)

California

Registered Investment Advisory firm - (4/8/2016 Approved)

Illinois

Registered Investment Advisory firm - (6/11/2012 Approved)

Indiana

Registered Investment Advisory firm - (3/9/2012 Approved)

Oklahoma

Registered Investment Advisory firm - (6/29/2012 Approved)

Texas

Registered Investment Advisory firm - (6/25/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1366 E 15th St, Edmond, OK 73013

Mailing Address

Phone number

(405) 340-1717

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	418
AUM (Assets Under Management)	$ 76,429,364

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey S. Beattie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Scott Beattie's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOMACK INVESTMENT ADVISERS, INC

TRINITY CAPITAL ASSET ADVISORS, LLC

TRINITY CAPITAL ASSET ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/30/2007

Series 65

Date: 12/22/2006

Series 7

Date: 12/9/2003

Current Firm

WOMACK INVESTMENT ADVISERS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WOMACK INVESTMENT ADVISERS, INC

TRUST BUT VERIFY

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