Paul R. Wimberly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Ray Wimberly, who also goes by Pablo Wimberly, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1970. Paul had worked at 9 firms and has passed the SIE, Series 15, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1994 - June 30, 2020
DOMINION INVESTOR SERVICES, INC.
November 12, 1991 - April 22, 1994
BLUEBONNET SECURITIES, INC.
December 19, 1990 - August 28, 1991
LASALLE ST SECURITIES, L.L.C.
July 9, 1990 - August 14, 1990
LASALLE ST SECURITIES, L.L.C.
September 4, 1985 - April 25, 1990
LEHMAN BROTHERS INC.
September 16, 1977 - October 14, 1985
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
December 17, 1974 - February 27, 1976
BACHE & CO., INCORPORATED
July 1, 1970 - January 16, 1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 3/7/1983
Foreign Currency Options ExaminationPC
Date: 6/13/1977
AMEX Put and Call ExamSeries 1
Date: 10/31/1966
Registered Representative ExaminationCurrent Firm
DOMINION INVESTOR SERVICES, INC.
CRD#: 21548 / SEC#: , 8-39029
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOMINION FINANCIAL SERVICES, INC. | PARENT/SHAREHOLDER | |
| CRISLER, SHIRLEY MAE | IP, SR VICE PRESIDENT, DIRECTOR, CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | 2118069 |
| SHROPSHIRE, CAMERON EDWARD III | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | 2233524 |
| SMITH, RIX CARLTON | PRESIDENT, CEO, DIRECTOR, GP, MP,OP | 1061442 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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