Dustin J. Schneider
Professional summary
Dustin Jeremy Schneider, who also goes by Dustin Schneider, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Bernardsville, New Jersey.
Dustin is registered as a RR (Registered Representative) and started their career in finance in 2003. Dustin has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 31, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dustin Jeremy Schneider's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2023 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 2 Morristown Road, Bernardsville, NJ 07924October 31, 2014 - April 6, 2021
NEUBERGER BERMAN BD LLC
July 16, 2014 - April 6, 2021
NEUBERGER BERMAN BD LLC
January 25, 2007 - July 11, 2014
HSBC SECURITIES (USA) INC.
October 21, 2003 - February 2, 2007
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2024)
(5/23/2023)
(5/4/2023)
(4/4/2024)
(4/5/2024)
(7/17/2025)
(7/18/2025)
(1/13/2025)
(4/25/2023)
(7/17/2025)
(7/17/2025)
(5/17/2023)
(5/28/2023)
(4/5/2024)
(12/3/2024)
(5/16/2023)
(4/11/2024)
(4/4/2024)
(5/20/2023)
(7/27/2023)
(7/17/2025)
Exams
Series 7TO
Date: 12/14/2022
General Securities Representative ExaminationFINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
