Michael Nanz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Nanz, CFP®, who also goes by Michael R Nanz, Michael Robert Nanz, Michael Nanz, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2003. Michael had worked at 7 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2025 - April 1, 2026
STANCORP EQUITIES, INC.
October 24, 2024 - March 5, 2025
USI SECURITIES, INC.
November 12, 2020 - September 12, 2024
T. ROWE PRICE INVESTMENT SERVICES, INC.
June 18, 2015 - September 3, 2019
EMPOWER FINANCIAL SERVICES, INC.
September 19, 2008 - April 22, 2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
June 10, 2005 - August 22, 2008
UBS FINANCIAL SERVICES INC.
June 10, 2005 - August 22, 2008
UBS FINANCIAL SERVICES INC.
November 25, 2003 - June 8, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 2003 - June 8, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
STANCORP EQUITIES, INC.
CRD#: 19517 / SEC#: , 8-37563
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANCORP FINANCIAL GROUP, INC. | OWNER OF STANCORP EQUITIES, INC. | |
| BURLIE, JASON MATTHEW | PRESIDENT | 4072452 |
| HUANG, JAMES PEI-YUEN | SECRETARY | 4020305 |
| LIM, CHARLES | CHIEF COMPLIANCE OFFICER | 5039063 |
| MARTIN, SHANNON MICHELLE | 2ND VICE PRESIDENT AND ASSISTANT CONTROLLER | 7616238 |
| PAGLIARULO, DAVID C | TREASURER, FINOP | 6883045 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
