JS
Jason D. Sanchez
BEAM WEALTH ADVISORS
Covington, LA 70433
Some features on this profile are disabled
CRD#: 4696232
JS
Professional summary
Jason David Sanchez, who also goes by Jason Sanchez, Tito Sanchez, is a registered financial advisor currently at BEAM WEALTH ADVISORS, INC. located in Covington, Louisiana and PURSHE KAPLAN STERLING INVESTMENTS located in Covington, Louisiana.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jason has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Sanchez | Tito Sanchez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BEAM Wealth D/B/A Oban Wealth Managment POSITION: INVESTMENT ADVISORY - INVESTMENT RELATED: YES - NUMBER OF HOURS: 180 - START DATE 5/2005 ADDRESS: Business Conducted at Registered Branch Office Location_____ 2) ROUND-TABLE CLUB POSITION: Member Round-table Club/Gentlemen's Club - INVEST RELATED: No - NUMBER OF HOURS: 0 - SECURITIES TRADING HOURS: 0 - START DATE: 10/2011 ADDRESS: 6330 St Charles Ave, New Orleans, LA 70118 _____ 3) FRERET STREET MARKET AND FESTIVALS POSITION: Secretary - NATURE: Freret St Market & Festival Manage, through Rotary Club of New Orleans Riverbend monthly community-based art market & festival. Fall Season 5 markets: September, October, November, December, & special Christmas market. Spring Season 4 markets: February, March, April, May, w/ April market being "Festival" event - INVEST RELATED: No - NUMBER OF HOURS: 16 - SECURITIES TRADING HOURS: 0 - START DATE: 2/2/19 ADDRESS: PO Box 851 New Orleans LA 70185_____ 4) STATISTICIAN POSITION: STATISTICIAN - NATURE: STATISTICIAN, National Football League, Tulane University, and "generalist" for one-time events - INVEST RELATED: No - NUMBER OF HOURS: 32 - SECURITIES TRADING HOURS: 0 - START DATE: 8/2001. For the NFL and Tulane I am a 1099 employee. For all other events, I will get a 1099 for the particular event I have been contracted for. ADDRESS: 1639 Arabella Street, New Orleans, LA 70115_____ 5) INSURANCE SALES POSITION: Sales NATURE: Insurance Sales INVEST RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/2003 ADDRESS: At Registered Branch Office location _____ 6) ROTARY CLUB OF NEW ORLEANS RIVERBEND POSITION: Board Member (June 2024 - Present) NATURE: Volunteer with Rotary International INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 5/2010 ADDRESS: PO Box 851 New Orleans LA 70185_____ 7.) Rotary District 6840. Non-Investment Related. 6081 Mounes St. APt M224 New Orleans, LA 70123. Rotary District 6840. District Rotaract Chair. 10/2025. 1. 0. Provided organizational assistance to student in district 6840 rotaract clubs
CRS (Client Relationship Summary) - RIA
Click below to view Jason David Sanchez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2009 - Present
BEAM WEALTH ADVISORS, INC.
Office #1: 72096 Ramos Avenue Suite D, Covington, LA 70433RIA
CRD#: 109867
Covington, LA
Current
April 1, 2022 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 72096 Ramos Ave Suite D, Covington, LA 70433BD
CRD#: 35747
Covington, LA
Past
July 9, 2015 - April 1, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
COVINGTON, LA
Past
September 8, 2009 - July 21, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
NEW ORLEANS, LA
Past
May 30, 2008 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
NEW ORLEANS, LA
Past
October 17, 2003 - June 13, 2008
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NEW ORLEANS, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BEAM WEALTH ADVISORS, INC.
ADVOCACY FINANCIAL, LLC | WHIDDON WEALTH MANAGEMENT, LLC | UNIVERSAL FINANCIAL GROUP, INC | TRUE COMPASS FINANCIAL, LLC | THRESHOLD, INC. | SUMMIT INVESTMENT GROUP LLC | SOMMER INVESTMENTS, LLC | ROMANO INSURANCE & INVESTMENT GROUP | ROGERS AND ROGERS | PREMIER WEALTH MANAGEMENT GROUP | OBAN WEALTH MANAGEMENT LLC | MOUNTAIN WEST WEALTH | JUDD WEALTH MANAGEMENT | JOSEPH PIRETTI & ASSOCIATES | JDS WEALTH STRATEGIES | FINESTPLAN LC | FINANCIAL DESIGN GROUP | FINANCIAL AND INVESTMENT MANAGEMENT ADVISORS, INC. | FINANCIAL AND INVESTMENT & MANAGEMENT ADVISORS, INC. | DAVIS FINANCIAL | CYPRESS FINANCIAL GROUP | CHARLES BRYAN FINANCIAL GROUP | BGA WEALTH | BGA 401K | BENEDETTI, GUCER & ASSOCIATES | BEAM WEALTH ADVISORS, INC. | BEAM WEALTH ADVISORS | BEAM ASSET MANAGEMENT, LLC | BEAM ASSET MANAGEMENT
CRD#: 109867 / SEC#: 801-60334
RIA
Registered Investment Advisory firm - (6/22/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Louisiana(8/18/2009)
RR
Louisiana(4/1/2022)
RR
Mississippi(4/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BEAM WEALTH ADVISORS, INC.
ADVOCACY FINANCIAL, LLC | WHIDDON WEALTH MANAGEMENT, LLC | UNIVERSAL FINANCIAL GROUP, INC | TRUE COMPASS FINANCIAL, LLC | THRESHOLD, INC. | SUMMIT INVESTMENT GROUP LLC | SOMMER INVESTMENTS, LLC | ROMANO INSURANCE & INVESTMENT GROUP | ROGERS AND ROGERS | PREMIER WEALTH MANAGEMENT GROUP | OBAN WEALTH MANAGEMENT LLC | MOUNTAIN WEST WEALTH | JUDD WEALTH MANAGEMENT | JOSEPH PIRETTI & ASSOCIATES | JDS WEALTH STRATEGIES | FINESTPLAN LC | FINANCIAL DESIGN GROUP | FINANCIAL AND INVESTMENT MANAGEMENT ADVISORS, INC. | FINANCIAL AND INVESTMENT & MANAGEMENT ADVISORS, INC. | DAVIS FINANCIAL | CYPRESS FINANCIAL GROUP | CHARLES BRYAN FINANCIAL GROUP | BGA WEALTH | BGA 401K | BENEDETTI, GUCER & ASSOCIATES | BEAM WEALTH ADVISORS, INC. | BEAM WEALTH ADVISORS | BEAM ASSET MANAGEMENT, LLC | BEAM ASSET MANAGEMENT
CRD#: 109867 / SEC#: 801-60334
RIA
Registered Investment Advisory firm - (6/22/2001 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
72096 Ramos Avenue Suite D, Covington, LA 70433
Mailing Address
Phone number
(985) 893-1440
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,006 |
| AUM (Assets Under Management) | $ 1,314,316,357 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
