Tesa B. Williamson

DOYENNE WEALTH ADVISORS

Chicago, IL 60606

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CRD#: 4696209

Professional summary

Tesa Brooke Williamson, who also goes by Tesa Brooke Martin, is a registered financial advisor currently at DOYENNE WEALTH ADVISORS located in Chicago, Illinois.

Tesa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Tesa has worked at 8 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tesa Brooke Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tesa Brooke Williamson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2022 - Present

DOYENNE WEALTH ADVISORS

Office #1: 227 W Monroe Street Suite 4650, Chicago, IL 60606

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOYENNE WEALTH ADVISORS

DOYENNE WEALTH ADVISORS | DOYENNE WEALTH ADVISORS, LLC | DOYENNE WEALTH ADVISORS LLC

CRD#: 315995 / SEC#: 801-122292

RIA

Registered Investment Advisory firm - (10/1/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/16/2022)

IAR

Ohio
(5/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/23/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/16/2003

General Securities Representative Examination

Current Firm

DOYENNE WEALTH ADVISORS

DOYENNE WEALTH ADVISORS | DOYENNE WEALTH ADVISORS, LLC | DOYENNE WEALTH ADVISORS LLC

CRD#: 315995 / SEC#: 801-122292

RIA

Registered Investment Advisory firm - (10/1/2021 Approved)

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Contact information

Main Address

227 W Monroe Street Suite 4650, Chicago, IL 60606

Mailing Address

Phone number

(312) 374-0844

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DOYENNE WEALTH ADVISORS (3/28/2025)

Regulatory assets under management

Total Number of Accounts	748
AUM (Assets Under Management)	$ 1,811,553,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tesa B. Williamson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tesa Brooke Williamson's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

NUVEEN FUND ADVISORS, LLC

NUVEEN SECURITIES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

DOYENNE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/2022

Series 66

Date: 9/23/2003

Series 7

Date: 9/16/2003

Current Firm

DOYENNE WEALTH ADVISORS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOYENNE WEALTH ADVISORS

TRUST BUT VERIFY

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