Jason Aiello

R. SEELAUS & CO.

Chatham, NJ 07928

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CRD#: 4696166

Professional summary

Jason Aiello is a registered financial professional currently at R. SEELAUS & CO., LLC located in Chatham, New Jersey.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2003. Jason has worked at 4 firms and has passed the Series 66, Series 57TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Aiello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2020 - Present

R. SEELAUS & CO., LLC

Office #1: 26 Main Street Suite 300, Chatham, NJ 07928

CRD#: 14974

Chatham, NJ

Past

November 17, 2014 - December 17, 2018

R. SEELAUS & CO., LLC

CRD#: 14974

SUMMIT, NJ

Past

March 28, 2011 - August 20, 2014

MORGAN STANLEY

RIA

CRD#: 149777

PURCHASE, NY

Past

February 24, 2011 - August 20, 2014

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

June 20, 2006 - January 28, 2011

STONE & YOUNGBERG LLC

RIA

CRD#: 795

NEW YORK, NY

Past

June 20, 2006 - January 28, 2011

STONE & YOUNGBERG LLC

CRD#: 795

NEW YORK, NY

Past

November 27, 2003 - July 6, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(6/16/2020)

Florida
(6/16/2020)

Massachusetts
(6/16/2020)

New Jersey
(6/16/2020)

New York
(6/16/2020)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/16/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 57TO

Date: 12/19/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/25/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

R. SEELAUS & CO., LLC

R. SEELAUS & CO., INC. | RSC ASSET MANAGEMENT LLC. | RSC ASSET MANAGEMENT LLC | R. SEELAUS & CO.,INC. | R. SEELAUS & CO., LLC

CRD#: 14974 / SEC#: 801-68283, 8-31475

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

26 Main Street Suite 300, Chatham, NJ 07928

Mailing Address

26 Main Street Suite 300, Chatham, NJ 07928

Phone number

(908) 273-3011

Established

Delaware since 06/27/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
SEELAUS HOLDINGS LLC	OWNER/MEMBER
BRUCIA, JAMES BENEDETTO	CO-HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR	1281247
GRAVES, LESLIE ANN	CO HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR	1411769
MITNICK, ANNELIESE NMN	CHIEF EXECUTIVE OFFICER (CEO)	4862821
MOLCHAN, MAYYA NMN	CHIEF FINANCIAL OFFICER (CFO), FINANCIAL AND OPERATIONS PRINCIPAL ( FINOP)	5865025
MURRAY III, ALBERT QUENTIN	HEAD OF SALES AND TRADING, MUNICIPAL PRINCIPAL (MP)	1032639
PAJDAK, KAROLINA NMN	CHIEF COMPLIANCE OFFICER (CCO)	4491899
SEELAUS, BENJAMIN PATRICK	CHIEF OPERATING OFFICER (COO), REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP)	4621898
SEELAUS, RICHARD PAUL	CHAIRMAN,	500660

Disclosures

Regulatory Event

Red Flags

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Jason Aiello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Aiello's CRS (Customer Relationship Summary).

Certified licenses

Experience

R. SEELAUS & CO., LLC

MORGAN STANLEY

MORGAN STANLEY

STONE & YOUNGBERG LLC

STONE & YOUNGBERG LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/16/2004

Series 57TO

Date: 12/19/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/25/2003

FINRA

Current Firm

R. SEELAUS & CO., LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

R. SEELAUS & CO., LLC

TRUST BUT VERIFY

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