Harry N. Ward

CIMARRON WEALTH MANAGEMENT

Fort Worth, TX

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CRD#: 4696147

Professional summary

Harry Nathan Ward III, who also goes by Tad Ward, is a registered financial advisor currently at CIMARRON WEALTH MANAGEMENT, LLC located in Fort Worth, Texas.

Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Harry has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tad Ward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Nathan Ward III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2015 - Present

CIMARRON WEALTH MANAGEMENT, LLC

RIA

CRD#: 226561

Fort Worth, TX

Past

May 10, 2006 - March 26, 2013

HOWARD FINANCIAL SERVICES, LTD.

RIA

CRD#: 107978

DALLAS, TX

Past

August 7, 2003 - April 26, 2006

MAULDIN SOLUTIONS, LLC

RIA

CRD#: 114323

ARLINGTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/26/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2003

Uniform Investment Adviser Law Examination

Current Firm

CIMARRON WEALTH MANAGEMENT, LLC

CIMARRON WEALTH MANAGEMENT, LLC | PELOTON WEALTH MANAGEMENT, LLC

CRD#: 226561 / SEC#:

Texas

Registered Investment Advisory firm - (6/26/2015 Approved)

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Contact information

Main Address

Fort Worth, TX

Mailing Address

Phone number

(817) 368-7231

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 9,742,381

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harry N. Ward

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Nathan Ward III's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIMARRON WEALTH MANAGEMENT, LLC

HOWARD FINANCIAL SERVICES, LTD.

MAULDIN SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2003

Current Firm

CIMARRON WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CIMARRON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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