SP
Stephen C. Poplaski
WASHINGTON TRUST ADVISORS
Westerly, RI 02891
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CRD#: 4696023
SP
Professional summary
Stephen Charles Poplaski, CFP® is a registered financial advisor currently at WASHINGTON TRUST ADVISORS located in Westerly, Rhode Island.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Stephen has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Stephen C Poplaski is the Sole Proprietor of Stephen C Poplaski, PhD, CPA, CFP�, a non-investment related accounting firm that provides tax preparation services for a few WTA Clients and a few non-WTA individuals and business entities. Mr. Poplaski devotes approximately 10-15 hours a month to the accounting firm during regular and security trading hours, with the exception of the timeframe February to April where he devotes approximately 70 hours a week. Mr. Poplaski's duties include tax planning, tax preparation and other accounting tasks. 2) Stephen C Poplaski is also a 5% owner and Secretary of Trisplit, Inc., a Jamestown RI entity that is not investment related. Stephen joined Trisplit in July of 2021. Trisplit, Inc. provides a universal marketplace for data and software use, integration and collaboration. Mr. Poplaski spends approximately less than 5 hours a year on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Charles Poplaski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
August 15, 2025 - Present
WASHINGTON TRUST ADVISORS
Office #1: 23 Broad Street 2nd Floor, Westerly, RI, 02891RIA
CRD#: 110407
Westerly, RI
Past
May 24, 2007 - July 31, 2025
LIGHTHOUSE FINANCIAL MANAGEMENT, LLC
RIA
CRD#: 127748
WESTERLY, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WT
WASHINGTON TRUST ADVISORS
WASHINGTON TRUST ADVISORS | WESTONFINANCIAL | WESTON FINANCIAL GROUP INC. | WESTON FINANCIAL GROUP INC | WESTON FINANCIAL | WASHINGTON TRUST WEALTH MANAGEMENT | WASHINGTON TRUST ADVISORS, INC.
CRD#: 110407 / SEC#: 801-18403
RIA
Registered Investment Advisory firm - (2/11/1983 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(8/19/2025)
IAR
Florida(9/22/2025)
IAR
Louisiana(8/15/2025)
IAR
Massachusetts(10/8/2025)
IAR
New Hampshire(8/19/2025)
IAR
New York(8/19/2025)
IAR
North Carolina(8/20/2025)
IAR
Pennsylvania(8/27/2025)
IAR
Rhode Island(8/15/2025)
Exams
Current Firm
WT
WASHINGTON TRUST ADVISORS
WASHINGTON TRUST ADVISORS | WESTONFINANCIAL | WESTON FINANCIAL GROUP INC. | WESTON FINANCIAL GROUP INC | WESTON FINANCIAL | WASHINGTON TRUST WEALTH MANAGEMENT | WASHINGTON TRUST ADVISORS, INC.
CRD#: 110407 / SEC#: 801-18403
RIA
Registered Investment Advisory firm - (2/11/1983 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20 William St Suite 135, Wellesley, MA 02481
Mailing Address
Phone number
(781) 235-7055
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,356 |
| AUM (Assets Under Management) | $ 1,999,516,447 |
Red Flags
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Company Information
WASHINGTON TRUST ADVISORS
CRD#: 110407Westerly, RI 02891TRUST BUT VERIFY
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