Christine M. Ahearn

APEX FINANCIAL ADVISORS,

Yardley, PA 19067

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CRD#: 4695936

Professional summary

Christine Mary Ahearn is a registered financial advisor currently at APEX FINANCIAL ADVISORS, INC located in Yardley, Pennsylvania.

Christine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christine has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Mary Ahearn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2016 - Present

APEX FINANCIAL ADVISORS, INC

Office #1: 85 South Main Street, Yardley, PA 19067

RIA

CRD#: 155210

Yardley, PA

Past

May 18, 2011 - September 16, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

YARDLEY, PA

Past

May 18, 2011 - September 16, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

YARDLEY, PA

Past

June 13, 2007 - May 19, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

JENKINTOWN, PA

Past

June 13, 2007 - May 19, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

JENKINTOWN, PA

Past

June 24, 2005 - June 8, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

February 23, 2005 - June 8, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APEX FINANCIAL ADVISORS, INC

CRD#: 155210 / SEC#: 801-71884

RIA

Registered Investment Advisory firm - (10/7/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/16/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/22/2005

General Securities Representative Examination

Current Firm

APEX FINANCIAL ADVISORS, INC

CRD#: 155210 / SEC#: 801-71884

RIA

Registered Investment Advisory firm - (10/7/2010 Approved)

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Contact information

Main Address

85 South Main Street, Yardley, PA 19067

Mailing Address

Phone number

(215) 493-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A 03.2025 - ANNUAL AMENDMENT (3/27/2025)

Regulatory assets under management

Total Number of Accounts	410
AUM (Assets Under Management)	$ 505,099,472

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christine M. Ahearn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Mary Ahearn's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

APEX FINANCIAL ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2005

SIE

Date: 9/16/2016

Series 7

Date: 2/22/2005

Current Firm

APEX FINANCIAL ADVISORS, INC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APEX FINANCIAL ADVISORS, INC

TRUST BUT VERIFY

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