Oliver S. Curtius
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oliver Stefan Curtius was a registered financial professional .
Oliver is a previously registered financial professional and started their career in finance in 2003. Oliver had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2018 - March 6, 2019
CAVU SECURITIES LLC
July 11, 2017 - September 14, 2018
OBEX SECURITIES LLC
November 23, 2011 - July 9, 2015
JEFFERIES LLC
January 1, 2004 - November 23, 2011
JEFFERIES BACHE SECURITIES, LLC
December 3, 2003 - January 1, 2004
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAVU SECURITIES LLC
CRD#: 6906 / SEC#: , 8-18428
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
