Celeste Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Celeste Green, who also goes by Celeste N Green, Celeste Neilson, was a registered financial professional .
Celeste is a previously registered financial professional and started their career in finance in 2006. Celeste had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2012 - July 22, 2013
KOVACK SECURITIES INC.
November 30, 2012 - July 22, 2013
KOVACK ADVISORS, INC.
April 27, 2009 - December 22, 2010
KOVACK ADVISORS, INC.
April 23, 2009 - December 22, 2010
KOVACK SECURITIES INC.
December 7, 2007 - November 4, 2008
WASATCH ADVISORS LP
April 5, 2007 - November 12, 2008
ALPS DISTRIBUTORS, INC.
June 6, 2006 - January 10, 2007
FIRST WESTERN ADVISORS
February 14, 2006 - January 10, 2007
FIRST WESTERN ADVISORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
