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Gilda Carrillo Green

CRD# 4695740·Registered 2003 - 2010
Previously Registered: Being a previously registered professional could mean that Gilda is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gilda Carrillo Green, who also goes by Gilda Carrillo, Gilda Carrillo-carmelino, Gilda Carrillo Green, was a registered financial advisor. Gilda was a previously registered financial professional and started their career in finance 2003 - 2010. Gilda had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gilda Carrillo, Gilda Carrillo-Carmelino, Gilda Carrillo Green

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

HILLIARD FARBER SECURITIES CORP.·CRD# 18504
BD
New York, NY
July 29, 2009 - July 6, 2010
DEALERWEB LLC·CRD# 19662
BD
Boca Raton, FL
June 9, 2009 - April 30, 2018
FORTIS SECURITIES LLC·CRD# 103714
BD
New York, NY
April 12, 2007 - January 2, 2008
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
March 21, 2006 - March 26, 2007
BNP PARIBAS SECURITIES CORP.·CRD# 15794
BD
New York, NY
August 20, 2003 - March 22, 2006

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Current Firm

HF
HILLIARD FARBER SECURITIES CORP.

HILLIARD FARBER SECURITIES CORP.

CRD#: 18504 / SEC#: 8-36788
BD
Terminated by SEC on 09/04/2010

Contact Information

Established

New York since 08/04/1978

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HILLIARD FARBER & CO., INC.STOCKHOLDER19662
COTTER, RICHARD JOSEPH JRCHIEF FINANCIAL OFFICER1611037
GALGANO, GERALD ANGELODIRECTOR1666313
GALGANO, GERALD ANGELOPRESIDENT1666313
HULT, WILLIAM EDIRECTOR2332896
MCKEON, ALFRED PETERDIRECTOR1666355
OLESKY, LEE HOWARDDIRECTOR—
PASSARELLI, NICHOLAS ANTONIOCHIEF COMPLIANCE OFFICER4187394
ZUCKER, SCOTT DAVIDDIRECTOR4632822

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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