Gilda C. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gilda Carrillo Green, who also goes by Gilda Carrillo, Gilda Carrillo-carmelino, Gilda Carrillo Green, was a registered financial professional .
Gilda is a previously registered financial professional and started their career in finance in 2003. Gilda had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2009 - July 6, 2010
HILLIARD FARBER SECURITIES CORP.
June 9, 2009 - April 30, 2018
DEALERWEB LLC
April 12, 2007 - January 2, 2008
FORTIS SECURITIES LLC
March 21, 2006 - March 26, 2007
BANC OF AMERICA SECURITIES LLC
August 20, 2003 - March 22, 2006
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HILLIARD FARBER SECURITIES CORP.
CRD#: 18504 / SEC#: , 8-36788
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HILLIARD FARBER & CO., INC. | STOCKHOLDER | 19662 |
| COTTER, RICHARD JOSEPH JR | CHIEF FINANCIAL OFFICER | 1611037 |
| GALGANO, GERALD ANGELO | DIRECTOR | 1666313 |
| GALGANO, GERALD ANGELO | PRESIDENT | 1666313 |
| HULT, WILLIAM E | DIRECTOR | 2332896 |
| MCKEON, ALFRED PETER | DIRECTOR | 1666355 |
| OLESKY, LEE HOWARD | DIRECTOR | |
| PASSARELLI, NICHOLAS ANTONIO | CHIEF COMPLIANCE OFFICER | 4187394 |
| ZUCKER, SCOTT DAVID | DIRECTOR | 4632822 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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