JF
Joshua G. Fisher
PLAN A WEALTH
Coshocton, OH 43812
Some features on this profile are disabled
CRD#: 4695521
JF
Professional summary
Joshua Gregory Fisher is a registered financial advisor currently at PLAN A WEALTH, LLC located in Coshocton, Ohio and PRIVATE CLIENT SERVICES, LLC located in Coshocton, Ohio.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Joshua has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Office Building. 419 S Whitewoman St, Coshocton, OH 43812. Office building leased to Plan A Wealth Management. Building oner jointly with my spouse. 5 hrs/mo; 0 during trading hrs. 2) Plan A Wealth Management. RIA. 7221 Plaza Court, Lincoln, NE 68516. RIA. 160 hrs/mo. 3) Kingdom 411 Properties, LLC. 419 S Whitewoman Street, Coshocton, OH 43812. This LLC is set-up solely to own the property which will be leased from Plan A WM - Coshocton, Ohio's office. For means of liability protection primarily. Sole member/Owner. 1 hr/mo; 0 during trading hrs. 4) Durable/Financial Power of Attorney: Francine Johnson. Francine Johnson is my Aunt, my mother's sister, who has no husband or children. She would like me (nephew) to be her Durable POA in the event she is not capable of making financial decisions. She is not a client and I do not act as a registered representative for her. Only acting Durable POA in the case my Aunt would need assistance now or in the future based on her mental capabilities if she is unable to make wise decisions. 0 hrs/mo.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Gregory Fisher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 11, 2023 - Present
PLAN A WEALTH, LLC
Office #1: 419 S Whitewoman Street, Coshocton, OH 43812RIA
CRD#: 287860
Coshocton, OH
Current
November 10, 2023 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 419 S Whitewoman St, Coshocton, OH 43812RIA
BD
CRD#: 120222
Coshocton, OH
Past
July 31, 2008 - November 22, 2023
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
NEW PHILADELPHIA, OH
Past
July 31, 2008 - November 22, 2023
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NEW PHILADELPHIA, OH
Past
January 2, 2008 - July 22, 2008
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
COSHOCTON, OH
Past
June 8, 2007 - July 21, 2008
HUMMEL WEALTH MANAGEMENT, LLC
RIA
CRD#: 143523
COSHOCTON, OH
Past
September 23, 2003 - December 31, 2007
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
COSHOCTON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PLAN A WEALTH, LLC
PLAN A WEALTH MANAGEMENT | PLAN A WEALTH, LLC
CRD#: 287860 / SEC#: 801-110113
RIA
Registered Investment Advisory firm - (3/22/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/10/2023)
RR
Connecticut(11/10/2023)
RR
Ohio(11/10/2023)
IAR
Ohio(11/11/2023)
RR
South Carolina(11/10/2023)
RR
Vermont(11/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PLAN A WEALTH, LLC
PLAN A WEALTH MANAGEMENT | PLAN A WEALTH, LLC
CRD#: 287860 / SEC#: 801-110113
RIA
Registered Investment Advisory firm - (3/22/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7221 Plaza Court, Lincoln, NE 68516
Mailing Address
Phone number
(402) 975-8008
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,930 |
| AUM (Assets Under Management) | $ 370,405,496 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
