Steven S. Scheinfeld
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Shelly Scheinfeld was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2003. Steven had worked at 4 firms and has passed the Series 66, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2005 - July 13, 2012
HEROLD & LANTERN INVESTMENTS, INC.
December 17, 2004 - February 10, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
December 17, 2004 - February 10, 2005
IDS LIFE INSURANCE COMPANY
December 17, 2004 - February 10, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
September 12, 2003 - December 15, 2004
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
