Daniel E. Owens

ELK RIVER WEALTH MANAGEMENT LLC

Phoenix, AZ

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CRD#: 4695142

Professional summary

Daniel Evan Owens, CPWA®, who also goes by Daniel E Owens, is a registered financial advisor currently at ELK RIVER WEALTH MANAGEMENT LLC located in Phoenix, Arizona.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel E Owens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Name: GO REO LLC Address: family-owned property Inv rel: No Start: November 2018 Position: Minority owner Nature of OBA: Managing family farm Hrs/mo: 0 Hrs/mo trade: 0 Description of duties: Minority ownership of family farmland 2.) TEAM BRADLEY BEAR; NON-INVESTMENT RELATED; 9024 N 53RD STREET, PARADISE VALLEY, AZ 85253; CHARITABLE ORGANIZATION; BOARD MEMBER; SINCE 06/2022; APPROXIMATELY 10 HOURS PER MONTH; ADVOCATES AND PROVIDES GUIDANCE FOR THE ORGANIZATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Evan Owens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

CRD#: 79

SCOTTSDALE, AZ

Past

October 6, 2003 - May 18, 2006

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

August 12, 2003 - May 18, 2006

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELK RIVER WEALTH MANAGEMENT LLC

CRD#: 307263 / SEC#: 801-118102

RIA

Registered Investment Advisory firm - (2/27/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/17/2020)

IAR

Colorado
(4/20/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/2/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/6/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/2009

General Securities Representative Examination

Current Firm

ELK RIVER WEALTH MANAGEMENT LLC

CRD#: 307263 / SEC#: 801-118102

RIA

Registered Investment Advisory firm - (2/27/2020 Approved)

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Contact information

Main Address

250 Fillmore Street Suite 425, Denver, CO 80206

Mailing Address

Phone number

(720) 310-3275

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELK RIVER DISCLOSURE BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	744
AUM (Assets Under Management)	$ 905,278,017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel E. Owens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Evan Owens's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELK RIVER WEALTH MANAGEMENT LLC

BOK FINANCIAL PRIVATE WEALTH, INC.

COBIZ WEALTH

J.P. MORGAN SECURITIES LLC

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

ELK RIVER WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/2/2013

Series 63

Date: 9/14/2009

SIE

Date: 3/6/2020

Series 7

Date: 7/27/2009

Current Firm

ELK RIVER WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELK RIVER WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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