Lynn M. Weirick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn M Weirick, who also goes by Lynn Marie Weirick, Lynn Weirick, was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 2004. Lynn had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2024 - May 6, 2026
MODERN CAPITAL SECURITIES INC.
August 17, 2023 - October 9, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 7, 2023 - October 9, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 1, 2013 - April 8, 2021
MML INVESTORS SERVICES, LLC
August 27, 2010 - November 5, 2012
PARK AVENUE SECURITIES LLC
January 13, 2004 - August 13, 2010
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 5/9/2023
General Securities Representative ExaminationCurrent Firm
MODERN CAPITAL SECURITIES INC.
CRD#: 130876 / SEC#: , 8-66403
Contact information
FINRA licenses (36 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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