Hong Chen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hong Chen was a registered financial professional .
Hong is a previously registered financial professional and started their career in finance in 2003. Hong had worked at 1 firm and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2003 - July 11, 2013
THE HINA GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE HINA GROUP, INC.
CRD#: 128128 / SEC#: , 8-66091
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE HINA GROUP HOLDINGS | SOLE STOCKHOLDER | |
| CLOW, ERIC DEMEY | CHIEF FINANCIAL OFFICER & FINOP | |
| ZHANG, MIN | CEO & CCO | 4997308 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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