Alexander V. Shorb

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CRD#: 4694824

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alexander Vincent Shorb was a registered financial professional .

Alexander is a previously registered financial professional and started their career in finance in 2004. Alexander had worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

In Dec 2021 I received $5000 compensation from TextBehind Inc. The compensation was a result of a consulting work I did for them. 1.TextBehind, Inc 2.The business is not investment related 3.3312 Paper Mill Road, Suite 205, Phoenix, MD 21131 4.Text and mail services to prison facilities 5.no title 6.Help assist with growth 7.2019 met the company (first and only compensation Dec 2021) 8.2 hours/month 9.2 hours/month 10.Introductions to new business partners

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 7, 2018 - June 14, 2024

INVARIANT INVESTMENT MANAGEMENT

RIA

CRD#: 168772

York, PA

Past

June 2, 2009 - December 4, 2017

PURE CAPITAL MANAGEMENT LIMITED

RIA

CRD#: 149992

YORK, PA

Past

April 30, 2004 - February 23, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

YORK, PA

Past

April 21, 2004 - February 23, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

YORK, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVARIANT INVESTMENT MANAGEMENT

ARBOGAST, SETH W | INVARIANT INVESTMENT MANAGEMENT LLC | INVARIANT INVESTMENT MANAGEMENT | INVARIANT INVESTMENT CORPORATION

CRD#: 168772 / SEC#: 801-111716

RIA

Registered Investment Advisory firm - (9/22/2017 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/4/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 8/13/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/4/2003

General Securities Representative Examination

Current Firm

INVARIANT INVESTMENT MANAGEMENT

ARBOGAST, SETH W | INVARIANT INVESTMENT MANAGEMENT LLC | INVARIANT INVESTMENT MANAGEMENT | INVARIANT INVESTMENT CORPORATION

CRD#: 168772 / SEC#: 801-111716

RIA

Registered Investment Advisory firm - (9/22/2017 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/4/2017 Terminated)

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Contact information

Main Address

200 Grandview Avenue Suite 103, Camp Hill, PA 17011

Mailing Address

Phone number

(717) 317-9006

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-07-18 INVARIANT INVESTMENT MANAGEMENT FORM ADV PART 2A (7/18/2025)

Regulatory assets under management

Total Number of Accounts	689
AUM (Assets Under Management)	$ 135,912,855

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander V. Shorb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INVARIANT INVESTMENT MANAGEMENT

PURE CAPITAL MANAGEMENT LIMITED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

INVARIANT INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2004

Series 31

Date: 8/13/2004

Series 7

Date: 11/4/2003

Current Firm

INVARIANT INVESTMENT MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVARIANT INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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