Christopher Appleby Johnston
Professional Summary
Christopher Appleby Johnston was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2003 - 2013. Christopher had worked at 3 firms and has passed the Series 56, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
HARD EIGHT TRADING, LLC
Contact Information
Established
Delaware since 05/14/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARD EIGHT HOLDINGS, LLC | HOLDING COMPANY | — |
| CHERNOMZAV, IGOR | PASSIVE INVESTOR | — |
| FISHKIN, CALEB FRYER | PASSIVE INVESTOR | — |
| SPELLMAN, KENT ROBERT | MANAGING MEMBER AND CCO | — |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed Dec 2011Series 55 — Limited Representative-Equity Trader Exam
Passed Dec 2005Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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