Christopher A. Johnston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Appleby Johnston was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2003. Christopher had worked at 3 firms and has passed the Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2011 - September 16, 2013
HARD EIGHT TRADING, LLC
August 4, 2005 - January 11, 2008
SAL EQUITY TRADING, GP
October 14, 2003 - October 13, 2005
SUSQUEHANNA FIXED INCOME, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 12/8/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 12/14/2005
Limited Representative-Equity Trader ExamCurrent Firm
HARD EIGHT TRADING, LLC
CRD#: 137099 / SEC#: , 8-67066
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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