Roger W. Recupero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger William Recupero II, CFP®, CPWA®, who also goes by Roger William Recupero, was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 2003. Roger had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2012
Start date: 2014-04-23
Expire date: 2024-03-31
Experience
May 10, 2011 - September 30, 2011
VISION INVESTMENT SERVICES, INC.
September 25, 2007 - May 2, 2014
NORTHERN TRUST SECURITIES, INC.
January 3, 2007 - September 14, 2007
NORTHERN TRUST SECURITIES, INC.
August 3, 2004 - April 28, 2006
BROWN BROTHERS HARRIMAN & CO.
November 3, 2003 - July 28, 2004
LPL FINANCIAL LLC
August 21, 2003 - July 28, 2004
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VISION INVESTMENT SERVICES, INC.
CRD#: 46609 / SEC#: , 8-51489
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
