Michael D. Pope
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Douglas Pope was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2003. Michael had worked at 5 firms and has passed the Series 66, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2023 - September 6, 2023
WELLFIELD CAPITAL MANAGEMENT
May 22, 2008 - September 2, 2009
BMO CAPITAL MARKETS CORP.
February 20, 2008 - May 29, 2008
CREDIT SUISSE SECURITIES (USA) LLC
February 20, 2008 - May 29, 2008
CREDIT SUISSE SECURITIES (USA) LLC
May 4, 2006 - January 17, 2008
CREDIT SUISSE SECURITIES (USA) LLC
April 25, 2006 - January 17, 2008
CREDIT SUISSE SECURITIES (USA) LLC
December 12, 2003 - August 13, 2004
GOLDMAN SACHS WEALTH SERVICES, L.P.
October 15, 2003 - August 13, 2004
MERCER ALLIED COMPANY, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLFIELD CAPITAL MANAGEMENT
CRD#: 323494 / SEC#: 801-126863
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 326,016,551 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
