Laura K. Amy
Professional summary
Laura Katherine Mercer Amy, who also goes by Katie Amy, Laura K Amy, Katie Mercer, Laura Katherine Mercer, Laura Katherine Mercer-amy, is a registered financial advisor currently at SIGNATUREFD, LLC located in Atlanta, Georgia.
Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Laura has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Laura Katherine Mercer Amy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2021 - Present
SIGNATUREFD, LLC
Office #1: 1230 Peachtree Street, Ne Suite 1800, Atlanta, GA 30309November 17, 2006 - October 9, 2018
PARK AVENUE SECURITIES LLC
April 18, 2005 - November 8, 2006
PARK AVENUE SECURITIES LLC
Primary Firm SEC Registration
SIGNATUREFD, LLC
CRD#: 112758 / SEC#: 801-60393
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/13/2021)
Exams
Current Firm
SIGNATUREFD, LLC
CRD#: 112758 / SEC#: 801-60393
Contact information
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,558 |
| AUM (Assets Under Management) | $ 8,331,600,262 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/27/2024 | ||
| 01/26/2024 | ||
| 11/28/2022 |
Red Flags
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