Paul D. Sippil

PAUL D. SIPPIL & ASSOCIATES

Chicago, IL

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CRD#: 4693891

Professional summary

Paul David Sippil is a registered financial advisor currently at PAUL D. SIPPIL & ASSOCIATES, LLC located in Chicago, Illinois.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Paul has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT, LIFE, ACCIDENT, HEALTH, LONG TERM CARE, AND DISABILITY. LOCATED AT 65 E. SCOTT ST. UNIT 10L, CHICAGO, IL. LICENSED WITH VARIOUS CARRIERS. SPENDS APPROXIMATELY 10 HOURS PER WEEK ON THESE ACTIVITIES. 2) CERTIFIED PUBLIC ACCOUNTANT. LOCATED AT 65 E. SCOTT ST. UNIT 10L, CHICAGO, IL. SPENDS 0 HOURS PER WEEK ON THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul David Sippil's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 18, 2010 - Present

PAUL D. SIPPIL & ASSOCIATES, LLC

RIA

CRD#: 154656

Chicago, IL

Past

September 5, 2003 - May 12, 2010

OSAIC FA, INC.

CRD#: 3978

CHICAGO, IL

Past

September 3, 2003 - May 12, 2010

OSAIC FA, INC.

RIA

CRD#: 3978

CHICAGO, IL

Past

August 26, 2003 - March 27, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/18/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/2/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/25/2003

General Securities Representative Examination

Current Firm

PAUL D. SIPPIL & ASSOCIATES, LLC

PAUL D. SIPPIL & ASSCOIATES | SIPPIL, PAUL D. | PAUL D. SIPPIL & ASSOCIATES, LLC | PAUL D. SIPPIL & ASSCOIATES, LLC

CRD#: 154656 / SEC#:

Illinois

Registered Investment Advisory firm - (8/18/2010 Approved)

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Contact information

Main Address

Chicago, IL

Mailing Address

Phone number

(847) 732-2968

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 15,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul D. Sippil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul David Sippil's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAUL D. SIPPIL & ASSOCIATES, LLC

OSAIC FA, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 9/2/2003

Series 7

Date: 8/25/2003

Current Firm

PAUL D. SIPPIL & ASSOCIATES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PAUL D. SIPPIL & ASSOCIATES, LLC

TRUST BUT VERIFY

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