Christopher M. Denholm

OBJECTIVE CAPITAL MANAGEMENT

Pepper Pike, OH 44122

Some features on this profile are disabled

CRD#: 4693767

Professional summary

Christopher Michael Denholm, who also goes by Christopher M Denholm, is a registered financial advisor currently at OBJECTIVE CAPITAL MANAGEMENT, LLC located in Pepper Pike, Ohio.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Christopher has worked at 6 firms and has passed the Series 66, Series 3, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher M Denholm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IAR OF OBJECTIVE CAPITAL MANAGMENT, AN UNAFFILIATED RIA. 1900 SUPERIOR AVE, CLEVELAND OH. BRANCH ADDRESS. SINCE 1/2011 - MAJORITY OF HOURS (160/MONTH) OF BUSINESS DAY. INSURANCE SALES - THROUGH AFFILIATE AND UNAFFILIATED INSURANCE AGENCY. CONDUCTED OUT OF BRANCH OFFICE. SINCE 2003; LESS THAN 10 HRS/MONTH. EXECUTING FUTURES/COMMODITIES THROUGH INTERACTIVE BROKERS - SUBJECT TO EXEMPLTION RULE OF EXCHANGE. POSSIBLE 10 HRS WEEK - DONE UNDER THEIR RIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Denholm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2011 - Present

OBJECTIVE CAPITAL MANAGEMENT, LLC

Office #1: 29325 Chagrin Blvd Suite 204, Pepper Pike, OH 44122

OBJECTIVE CAPITAL MANAGEMENT | OCM PRIVATE WEALTH | OBJECTIVE CAPITAL MANAGEMENT, LLC

CRD#: 156013 / SEC#: 801-114315

RIA

Registered Investment Advisory firm - (11/21/2018 Approved)

New York

Registered Investment Advisory firm - (1/15/2019 Terminated)

Ohio

Registered Investment Advisory firm - (1/15/2019 Terminated)

Texas

Registered Investment Advisory firm - (1/15/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/20/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/24/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 12/4/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 8/3/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/19/2003

General Securities Representative Examination

Current Firm

OBJECTIVE CAPITAL MANAGEMENT, LLC

OBJECTIVE CAPITAL MANAGEMENT | OCM PRIVATE WEALTH | OBJECTIVE CAPITAL MANAGEMENT, LLC

CRD#: 156013 / SEC#: 801-114315

RIA

Registered Investment Advisory firm - (11/21/2018 Approved)

New York

Registered Investment Advisory firm - (1/15/2019 Terminated)

Ohio

Registered Investment Advisory firm - (1/15/2019 Terminated)

Texas

Registered Investment Advisory firm - (1/15/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

29325 Chagrin Blvd Suite 204, Pepper Pike, OH 44122

Mailing Address

Phone number

(216) 469-1231

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OBJECTIVE CAPITAL MANAGEMENT, LLC ADV BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	603
AUM (Assets Under Management)	$ 304,740,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Boris Kagarlitskiy

KEY INVESTMENT SERVICES LLC

IAR

University Heights, OH

James Magyari

COMMONWEALTH FINANCIAL NETWORK

IAR

Solon, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher M. Denholm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Denholm's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPIRE SECURITIES, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

OBJECTIVE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/24/2003

Series 3

Date: 12/4/2007

Series 31

Date: 8/3/2007

Series 7

Date: 9/19/2003

Current Firm

OBJECTIVE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OBJECTIVE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors