John Adam Henderson Iii

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#

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GAITHERSBURG, MD · CRD#

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures on record.

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Years of Experience

22 years registered in the securities industry

Current & Past Employments

Current

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

8403 Colesville Road Suite 845, Silver Spring, MD 20910

January 24, 2025 - Present

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

8403 Colesville Road Suite 845, Silver Spring, MD 20910

January 24, 2025 - Present

Past

OSAIC FA, INC.Past·CRD# 3978

RIA

Silver Spring, MD

October 21, 2019 - January 24, 2025

OSAIC FA, INC.Past·CRD# 3978

BD

Silver Spring, MD

October 21, 2019 - January 24, 2025

VOYA FINANCIAL ADVISORS, INC.Past·CRD# 2882

RIA

Burke, VA

May 22, 2012 - October 29, 2019

VOYA FINANCIAL ADVISORS, INC.Past·CRD# 2882

BD

Burke, VA

March 31, 2011 - October 29, 2019

B. RILEY SECURITIES, INC.Past·CRD# 25027

BD

Arlington, VA

April 30, 2004 - January 11, 2008

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Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

OW

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone Number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

8,979

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Part 2 Brochures

SIGNATOR MANAGED ACCOUNT PLATFORM (8/28/2026)

OSAIC WEALTH, INC ADV PART 2A (8/28/2026)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER	—
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
REID, SHANNON	CEO, PRESIDENT, DIRECTOR	4815189
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory Assets Under Management

Total Number of Accounts

850,797

AUM (Assets Under Management)

$234,858,518,740

Disclosures

Regulatory Event

51

Arbitration

31

Bond

7

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JOHN A. HENDERSON III 8403 COLESVILLE ROAD, SUITE 845 SILVER SPRINGS, MD 20910 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT AND HEALTH, DISABILITY, EQUITY INDEXED ANNUITIES, FIXED ANNUITIES, HEALTH SAVINGS ACCOUNTS, AND TRADITIONAL LIFE INSURANCE PRODUCTS START DATE: 8/26/2019 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 2 2) JOHN A. HENDERSON III VARIOUS LOCATIONS IN MARYLAND CATEGORY: SPORTS COACH OR OFFICIAL INVESTMENT RELATED: NO TITLE: REFEREE DUTIES: OFFICIATE SOCCER GAMES FOR COLLEGE, YOUTH, AND AMATEUR START DATE: 8/27/20109 HOURS PER MONTH: 100 HOURS PER YEAR HOURS PER MONTH DURING TRADING HOURS: 6 HOURS PER YEAR 3) JOHN A. HENDERSON III CHEVERLY, MD 20785 CATEGORY: RENTAL PROPERTY INVESTMENT RELATED: NO TITLE: OWNER DUTIES: RENT PROPERTY START DATE: 8/26/2019 HOURS PER MONTH: LESS THAN 1 HOURS PER MONTH DURING TRADING HOURS: 0 4) JOHN A. HENDERSON III 2305 DREXEL STREET HYATTSVILLE, MD 20783 CATEGORY: BOARD OF DIRECTORS - NON PROFIT INVESTMENT RELATED: NO TITLE: BOARD MEMBER DUTIES: PROMOTE AND FOSTER SOCCER IN THE STATE OF MARYLAND START DATE: 8/27/2019 HOURS PER MONTH: .66 HOURS PER MONTH DURING TRADING HOURS: 0 5) BAILEY WEALTH ADVISORS POSITION: Financial Advisor NATURE: Doing Business as INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/01/2019 ADDRESS: 8403 Colesville Rd, Suite 845, SilverSpring MD 20910, United States DESCRIPTION: Financial Advisor 6) ARCHBISHOP CARROLL HIGH SCHOOL POSITION: Board Member,Treasurer NATURE: I will be the treasurer for the organization. I will work in conjunction with the CPA firm (Calibre CPA Group) to review budgets and financials. In addition I will provide investment guidance according to the organizations investment policy statement. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 6 START DATE: 11/01/2024 ADDRESS: 4300 Harewood Rd NE, WASHINGTON DC 20017, United States DESCRIPTION: I will be the treasurer for the organization. I will work in conjunction with the CPA firm (Calibre CPA Group) to review budgets and financials. In addition I will provide investment guidance according to the organizations investment policy statement. 7) BEYOND THE BLUEPRINT FOUNDATION POSITION: Board Member,Treasurer NATURE: I will be on the board as treasurer. The organization is non profit entity that focuses art to create safe, healing and empowering environments within shelters for domestic violence survivors, enhancing their overall well being and providing a supportive space for recovery. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 5617 Clermont Dr, Alexandria VA 22310, United States DESCRIPTION: Oversees the organizations finance and budget. Monitors financial health Present financial condition to the board 8) JOHN A. HENDERSON III - INSURANCE POSITION: Agent NATURE: Sale of annuities/insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/26/2019 ADDRESS: 8403 Colesville Road, Suite 845, Silver Springs MD 20910, United States DESCRIPTION: sale of annuities/insurance

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