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DW

David R. Willenborg

TRADE-PMR
Clearwater, FL 33762
Some features on this profile are disabled
CRD#: 4693657
DW

Professional summary

David Robert Willenborg is a registered financial professional currently at TRADE-PMR INC. located in Clearwater, Florida.

David is registered as a RR (Registered Representative) and started their career in finance in 2003. David has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Robert Willenborg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 7, 2015 - Present

TRADE-PMR INC.

Office #1: 13945 Evergreen Avenue, Clearwater, FL 33762
BD
CRD#: 46350
Clearwater, FL
Past

March 6, 2014 - September 19, 2014

FBL MARKETING SERVICES, LLC

BD
CRD#: 5309
LAWRENCE, KS
Past

January 14, 2011 - February 6, 2014

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
OVERLAND PARK, KS
Past

January 10, 2011 - February 6, 2014

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
OVERLAND PARK, KS
Past

August 25, 2008 - May 12, 2010

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
SPRINGFIELD, IL
Past

August 25, 2008 - May 12, 2010

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
SPRINGFIELD, IL
Past

April 2, 2007 - August 19, 2008

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
SPRINGFIELD, IL
Past

April 2, 2007 - August 19, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
SPRINGFIELD, IL
Past

October 7, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
SPRINGFIELD, IL
Past

September 11, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
SPRINGFIELD, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/7/2015)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/6/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 12/29/2003
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/10/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TI
TRADE-PMR INC.
TRADE-PMR INC.

CRD#: 46350 / SEC#: , 8-51390

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
13945 Evergreen Avenue, Clearwater, FL 33762
Mailing Address
P.o. Box 358230, Gainesville, FL 32635-8230
Phone number
(352) 332-8723
Established
Florida since 10/30/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GATOR MERGER SUB II, LLCSHAREHOLDER
BALDWIN, ROBB WALLERPRESIDENT & CHIEF EXECUTIVE OFFICER1409477
DILBONE, ROBERT POTTER JRCHIEF REVENUE OFFICER5893751
KELATI, DANIEL TCHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL3103432
LEGACY, ELIZABETHCHIEF COMPLIANCE OFFICER4368139
QUIRK, STEVEN MARKDIRECTOR2728768
SUBRAMANIAN, SIVARAMAKRISHNANDIRECTOR7339479
VICTORIA, RICHARD SCOTTCHIEF OPERATING OFFICER5371275

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADE-PMR INC.

CRD#: 46350Clearwater, FL 33762

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