Richard R. Marotzke

RICHMARK PRIVATE WEALTH MANAGEMENT

Frankenmuth, MI 48734

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CRD#: 4693568

Professional summary

Richard Robert Marotzke JR., who also goes by Rich Marotzke, Richard Robert Marotzke, is a registered financial advisor currently at RICHMARK PRIVATE WEALTH MANAGEMENT located in Frankenmuth, Michigan.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Richard has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rich Marotzke | Richard Robert Marotzke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RICHMARK PRIVATE WEALTH MANAGMENT-Y-FRANKENMUTH, MI-SECURITIES BUSINESS-OWNER/FINANICAL ADVISOR-5/2010-120-120-SALES OF SECURITIES PRODUCTS. 2. MICHIGAN VALLEY INSURANCE AGENCY-N-REESE, MI-FIXED INSURANCE-OWNER/INSURANCE AGENT-8/2005-80-80-SALES OF FIXED INSURANCE PRODUCTS. 3. ALTA HOLDINGS-N-FRANKENMUTH, MI-INSURANCE-FINANCIAL ADVISOR-9/2014-2-2-PROVIDE ALTERNATIVE PROPERTY & CASUALTY INSURANCE COVERAGE FOR HIGH NET WORTH CLIENTS LOOKING TO SELF INSURE 4.RICHARD R MAROTZKE-N-FENTON, MI-TAX AND CONSULTING-STRYDE AGENT-11/2016-40-2-CONTACTING BUSINESSES ABOUT SAVINGS OPPORTUNITIES THROUGH THE PROGRAM.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Robert Marotzke JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2018 - Present

RICHMARK PRIVATE WEALTH MANAGEMENT

Office #1: 516 South Main Street Suite C, Frankenmuth, MI 48734

RIA

CRD#: 290854

Frankenmuth, MI

Past

May 24, 2011 - June 22, 2018

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

FRANKENMUTH, MI

Past

May 20, 2011 - June 22, 2018

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

FRANKENMUTH, MI

Past

July 9, 2010 - May 2, 2011

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

KENTWOOD, MI

Past

January 7, 2010 - August 25, 2011

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

January 5, 2010 - May 3, 2011

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

FRANKENMUTH, MI

Past

August 20, 2007 - January 7, 2010

OSAIC SERVICES, INC.

CRD#: 133763

FRANKENMUTH, MI

Past

January 21, 2005 - April 1, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 21, 2005 - August 22, 2007

OSAIC FA, INC.

CRD#: 3978

REESE, MI

Past

August 6, 2003 - February 12, 2004

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/8/2022)

IAR

Michigan
(6/22/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/12/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/8/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/22/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/5/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RICHMARK PRIVATE WEALTH MANAGEMENT

PHYSICIANS FINANCIAL DESIGN | RICHMARK PRIVATE WEALTH MANAGEMENT, LLC | RICHMARK PRIVATE WEALTH MANAGEMENT

CRD#: 290854 / SEC#:

Illinois

Registered Investment Advisory firm - (12/8/2022 Approved)

Michigan

Registered Investment Advisory firm - (6/19/2018 Approved)

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Contact information

Main Address

516 South Main Street Suite C, Frankenmuth, MI 48734

Mailing Address

Phone number

(989) 652-2056

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	424
AUM (Assets Under Management)	$ 52,740,210

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard R. Marotzke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Robert Marotzke JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

REGAL INVESTMENT ADVISORS LLC

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

OSAIC SERVICES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

BANC ONE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 2/12/2008

Series 63

Date: 8/8/2003

SIE

Date: 6/22/2018

Series 7

Date: 3/24/2005

Series 6

Date: 8/5/2003

Current Firm

RICHMARK PRIVATE WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RICHMARK PRIVATE WEALTH MANAGEMENT

TRUST BUT VERIFY

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