George N. Gounelas
Professional summary
George Nickos Gounelas was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
George is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, George had worked at 3 firms, which includes FIRST MIDWEST SECURITIES INC., J.P. TURNER & COMPANY L.L.C., EMMETT A LARKIN COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2006 - July 24, 2007
FIRST MIDWEST SECURITIES, INC.
January 6, 2005 - January 10, 2006
J.P. TURNER & COMPANY, L.L.C.
November 4, 2003 - January 3, 2005
EMMETT A LARKIN COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST MIDWEST SECURITIES, INC.
CRD#: 21786 / SEC#: 801-67749, 8-38139
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
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