Joel S. Pearson

PINNACLE FAMILY ADVISORS

Springfield, MO 65807

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CRD#: 4693433

Professional summary

Joel Stephen Pearson, who also goes by Joel Stephen Pearson, is a registered financial advisor currently at PINNACLE FAMILY ADVISORS, LLC located in Springfield, Missouri.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Joel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joel Stephen Pearson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Stephen Pearson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2015 - Present

PINNACLE FAMILY ADVISORS, LLC

Office #1: 620 W. Republic Road Suite 104, Springfield, MO 65807

RIA

CRD#: 145628

Springfield, MO

Past

November 20, 2015 - March 7, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SPRINGFIELD, MO

Past

May 25, 2004 - October 27, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SPRINGFIELD, MO

Past

May 10, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 10, 2004 - October 27, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SPRINGFIELD, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE FAMILY ADVISORS, LLC

PINNACLE ASSET MANAGEMENT | PINNACLE TACTICAL FUNDS | PINNACLE SHERMAN FUNDS | PINNACLE FAMILY ADVISORS, LLC

CRD#: 145628 / SEC#: 801-78013

RIA

Registered Investment Advisory firm - (5/14/2013 Approved)

Missouri

Registered Investment Advisory firm - (5/15/2013 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(10/27/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/26/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/2004

General Securities Representative Examination

Current Firm

PINNACLE FAMILY ADVISORS, LLC

PINNACLE ASSET MANAGEMENT | PINNACLE TACTICAL FUNDS | PINNACLE SHERMAN FUNDS | PINNACLE FAMILY ADVISORS, LLC

CRD#: 145628 / SEC#: 801-78013

RIA

Registered Investment Advisory firm - (5/14/2013 Approved)

Missouri

Registered Investment Advisory firm - (5/15/2013 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2013 Terminated)

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Contact information

Main Address

620 W. Republic Road Suite 104, Springfield, MO 65807

Mailing Address

Phone number

(417) 886-6590

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PINNACLE FAMILY ADVISORS, LLC ADV BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,876
AUM (Assets Under Management)	$ 341,342,744

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/16/2025	Cover Page	Report
01/26/2024	Cover Page	Report
01/25/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joel S. Pearson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Stephen Pearson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PINNACLE FAMILY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/26/2004

SIE

Date: 10/1/2018

Series 7

Date: 5/7/2004

Current Firm

PINNACLE FAMILY ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PINNACLE FAMILY ADVISORS, LLC

TRUST BUT VERIFY

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