Ronald G. Cavallo
Professional summary
Ronald Gregory Cavallo is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 2004. Ronald has worked at 1 firm and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Gregory Cavallo's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2006 - Present
BAY CREST PARTNERS, LLC
Office #1: 40 Wall Street 42nd Floor, New York, NY 10005Office #2: 40 Wall Street 42nd Floor New York, Ny, NY 10005July 5, 2005 - August 15, 2005
BAY CREST PARTNERS, LLC
July 6, 2004 - August 23, 2004
BAY CREST PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2010)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/6/2011
Limited Representative-Equity Trader ExamSeries 25
Date: 10/5/2006
NYSE Trading Assistant ExaminationFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
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