Kevin Young
Professional summary
Kevin Young is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2003. Kevin has worked at 5 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2022 - Present
CEROS FINANCIAL SERVICES, INC.
Office #1: 80 Broad Street 29th Floor, New York, NY 10004June 6, 2016 - July 22, 2022
NATIONAL SECURITIES CORPORATION
January 17, 2014 - February 17, 2016
ALLIED MILLENNIAL PARTNERS, LLC
July 31, 2012 - January 17, 2014
NSM SECURITIES, INC.
August 13, 2003 - July 17, 2012
MAX INTERNATIONAL BROKER/DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/20/2022)
(7/20/2022)
(7/20/2022)
(7/20/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
CEROS FINANCIAL SERVICES, INC.
CRD#: 37869 / SEC#: , 8-47955
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
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