Jon P. Ahrens
Professional summary
Jon Peter Ahrens, AIF® is a registered financial advisor currently at SOUTHSTATE ADVISORY, INC. located in Charleston, South Carolina.
Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jon has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jon Peter Ahrens's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2010 - Present
SOUTHSTATE ADVISORY, INC.
Office #1: 2430 Mall Drive Suite 360, Charleston, SC 29406May 16, 2006 - August 20, 2009
AMERICAN PENSIONS, INC.
December 17, 2003 - October 17, 2005
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
SOUTHSTATE ADVISORY, INC.
CRD#: 153113 / SEC#: 801-71264
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/10/2010)
(5/3/2010)
(1/4/2021)
Exams
Current Firm
SOUTHSTATE ADVISORY, INC.
CRD#: 153113 / SEC#: 801-71264
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 441 |
| AUM (Assets Under Management) | $ 3,783,729,428 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 01/26/2024 | ||
| 03/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
