Naila Arora
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Naila Arora, who also goes by Naila Musvee, was a registered financial professional .
Naila is a previously registered financial professional and started their career in finance in 2004. Naila had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2013 - May 2, 2016
HIGHLAND CAPITAL GROUP INC.
October 4, 2011 - December 31, 2012
HIGHLAND CAPITAL GROUP INC.
April 12, 2007 - August 22, 2011
HIGHLAND CAPITAL GROUP INC.
May 30, 2006 - November 28, 2006
LPL FINANCIAL LLC
May 30, 2006 - November 28, 2006
LPL FINANCIAL LLC
May 26, 2004 - December 13, 2005
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HIGHLAND CAPITAL GROUP INC.
CRD#: 139923 / SEC#: 801-66926
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
