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Michael Thomas Kinney

CRD# 4692626·Registered 2003 - 2010
Suspended: Michael Thomas Kinney was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Michael Thomas Kinney was a registered financial advisor. Michael was a previously registered financial advisor and started their career in finance 2003 - 2010. Michael had worked at 5 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

WFG ADVISORS, LP·CRD# 125073
RIA
Plymouth, MN
January 2, 2009 - August 10, 2010
WFG INVESTMENTS, INC.·CRD# 22704
BD
Plymouth, MN
December 17, 2008 - August 10, 2010
EPLANNING ADVISORS INC·CRD# 109184
RIA
Roseville, CA
February 13, 2007 - December 18, 2008
EPLANNING SECURITIES, INC.·CRD# 46000
BD
Roseville, CA
January 3, 2007 - December 18, 2008
WALL STREET FINANCIAL GROUP, INC.·CRD# 35830
RIA
Plymouth, MN
February 22, 2005 - December 31, 2006
WALL STREET FINANCIAL GROUP, INC.·CRD# 35830
BD
Victor, NY
September 1, 2003 - December 31, 2006

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Current Firm

WA
WFG ADVISORS, LP

ATLAS WEALTH ADVISORS | WFG ADVISORS, LP | THE RUDD COMPANY | ROSEHILL ASSET MANAGEMENT | BROOKS INVESTMENT PROFESSIONALS

CRD#: 125073 / SEC#: 801-61945

Contact Information

Main Address

2711 N Haskell Ave Suite 2900, Dallas, TX 75204

Documents

Latest Form ADV

Part 2 Brochures

WFGA WRAP PROGRAM BROCHURE 2016 (8/1/2016)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2003About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Aug 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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