SM
Shannon L. Millican
PLANMEMBER SECURITIES
Saint Augustine, FL 32095
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CRD#: 4692472
SM
Professional summary
Shannon L. Millican, who also goes by Shannon Loraine Millican, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Saint Augustine, Florida.
Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Shannon has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shannon Loraine Millican
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Retirement Planning Associates (RPA) / Daybright Financial -1052 Willa Springs Dr., Winter Springs, FL 32708; Investment related; Securities & insurance sales & svcs; Representative; Start date 6/2025; 140 hrs/mnth & during trading. 2) Bencor-1052 Willa Springs Dr., Winter Springs, FL 32708; Investment related; Provide tax qualified defined contribution retirement plans; Agent; Start date 6/2025; 140 hrs/mnth & during trading. 3) Heritage Educators Insurance Co-350 Paseo Reyes Dr., St. Augustine, FL 32095; Noninvestment related; Agency management & oversight for the sales of home & auto insurance; Agency Owner; Start date 3/2011; 5 hrs/mnth & during trading. 4)Historic Coast Insurance Co.; 350 Paseo Reyes Dr, 350 Paseo Reyes Dr, St Augustine FL 32095; Start Date 6/9/2025; Partner with daughter in insurance agency selling auto insurance; 2 hrs/mo; 2 hrs/mo during trading; NIR 5) Segovia at World Commerce Center Home Owners Association' 120 Sea Grove Main St, St augustine FL 32080; Start Date 9/5/2025; Board Member; voting member of HOA board addressing items such as budget, repairs, and special spending requests; 3 hrs/mo; 0 hrs/mo during trading; NIR
CRS (Client Relationship Summary) - RIA
Click below to view Shannon L. Millican's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Shannon L. Millican's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2025 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 350 Paseo Reyes Dr., Saint Augustine, FL 32095RIA
BD
CRD#: 11869
Saint Augustine, FL
Current
June 6, 2025 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 350 Paseo Reyes Dr., Saint Augustine, FL 32095RIA
BD
CRD#: 11869
Saint Augustine, FL
Past
April 12, 2011 - June 12, 2025
HORACE MANN INVESTORS, INC.
BD
CRD#: 11643
ST. AUGUSTINE, FL
Past
November 18, 2009 - February 1, 2011
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
ST. AUGUSTINE, FL
Past
May 2, 2005 - January 17, 2008
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Past
August 20, 2003 - April 1, 2005
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/6/2025)
IAR
Florida(10/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Saint Augustine, FL 32095TRUST BUT VERIFY
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