Lauren S. Klein
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CRD#: 4692359
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lauren S Klein, CFP®, who also goes by Lauren Sachs Klein, Lauren Klein, Lauren Judith Sachs, was a registered financial professional .
Lauren is a previously registered financial professional and started their career in finance in 2003. Lauren had worked at 2 firms and has passed the Series 66 exam.
Core Areas of Focus
Baby Boomers
Divorce Planning
Investment Advice with Ongoing Management
Retirement Planning & Distribution Rules
Tax Planning
Women's Financial Planning Issues
Biography
As a past corporate executive, stay-at-home mom, business owner, divorcée, breast cancer survivor, and widow, Lauren dedicates herself to helping women make wise financial decisions when facing life’s many challenges.
Prior to joining EP Wealth, Lauren was the president of Klein Financial Advisors for nearly two decades. Since 2003, Klein Financial Advisors had been dedicated to educating and empowering women and their families to achieve financial success and security.
Lauren graduated from Fairleigh Dickinson University, earning a B.S., Pepperdine University, earning a MBA and University of California, Irvine, where she earned a Certificate in Personal Financial Planning. She holds the CERTIFIED FINANCIAL PLANNER™, CERTIFIED DIVORCE FINANCIAL ANALYST, Enrolled Agent designations.
Lauren is a NAPFA-Registered Financial Advisor and member of the Financial Planning Association (FPA), as well as a member of the Nazrudin Project – a group of financial planners who focus on the emotional and psychological issues related to money. Committed to contributing to the Orange County community, she has served on several non-profit boards, including FPA-OC, Jewish Federation and Family Services of Orange County and the Heritage Pointe memory care and assisted living community. She currently serves on the Advisory Board at the Jewish Community Foundation of Orange County and the American Jewish Committee. Lauren is an avid reader, theater-goer, and traveler, and she enjoys spending time with her two adult children and four teenage grandchildren.
Question & Answer
What are your service offerings?
Tax Planning
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
Divorce Planning
Life Transitions
Are you a "fiduciary"?
No
Aliases
Lauren Sachs Klein | Lauren Klein | Lauren Judith Sachs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Past
March 25, 2022 - April 14, 2026
EP WEALTH ADVISORS
RIA
CRD#: 111147
Newport Beach, CA
Past
November 5, 2003 - March 30, 2022
KLEIN FINANCIAL ADVISORS, INC.
RIA
CRD#: 128910
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EP WEALTH ADVISORS
ENRIGHT FINANCIAL CONSULTANTS INC | EP WEALTH ADVISORS, LLC. | EP WEALTH ADVISORS, INC. | EP WEALTH ADVISORS | ENRIGHT PREMIER WEALTH ADVISORS, INC. | ENRIGHT PREMIER WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
RIA
Registered Investment Advisory firm - (4/16/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
EP WEALTH ADVISORS
ENRIGHT FINANCIAL CONSULTANTS INC | EP WEALTH ADVISORS, LLC. | EP WEALTH ADVISORS, INC. | EP WEALTH ADVISORS | ENRIGHT PREMIER WEALTH ADVISORS, INC. | ENRIGHT PREMIER WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
RIA
Registered Investment Advisory firm - (4/16/1987 Approved)PREMIUM
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Contact information
Main Address
21535 Hawthorne Blvd Suite 400, Torrance, CA 90503
Mailing Address
Phone number
(310) 543-4559
Established
Firm type
Fiscal year end
# of Employees
557
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 49,167 |
| AUM (Assets Under Management) | $ 35,570,000,000 |
Red Flags
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