Paula D. Suh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paula Dongsun Suh, who also goes by Paula Dongson Suh, Paula Dungson Suh, was a registered financial professional .
Paula is a previously registered financial professional and started their career in finance in 2003. Paula had worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2011 - September 2, 2015
LAZARD MIDDLE MARKET LLC
February 14, 2006 - September 19, 2007
J.P. MORGAN CLEARING CORP.
February 14, 2006 - September 19, 2007
J.P. MORGAN SECURITIES LLC
August 8, 2003 - February 20, 2004
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAZARD MIDDLE MARKET LLC
CRD#: 146092 / SEC#: , 8-67786
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
