EK
Erik S. Keister
NORTH STAR ADVISORY GROUP
Beachwood, OH 44122
Some features on this profile are disabled
CRD#: 4692161
EK
Professional summary
Erik Shannon Keister is a registered financial advisor currently at NORTH STAR ADVISORY GROUP, LLC located in Beachwood, Ohio.
Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Erik has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ERIK KEISTER LEGAL SERVICES, LLC, 2000 AUBURN DRIVE, SUITE 415, BEACHWOOD, OH 44122
LAW FIRM - NON INVESTMENT-RELATED
OWNER/ATTORNEY
START DATE:08/2015
DEVOTES 40 HOURS PER MONTH 40 HOURS DURING SECURITY HOURS
2. CLEVELAND FUSION,8466 HUNTING DRIVE NORTH ROYALTON, OH
NON INVESTMENT-RELATED
FOOTBALL TEAM, HEAD COACH
START DATE JANUARY 2012
20 HOURS PER MONTH NONE DURING SECURITY HOURS
3. NORTH STAR ADVISORY GROUP; BEACHWOOD, OH; NON-VARIABLE INSURANCE; AGENT; INVESTMENT RELATED; 07/2015-PRESENT; 4 HOURS PER MONTH, 4 HOURS DURING TRADING; FIXED ANNUITIES/WRITE POLICIES.
3. CLEVELAND FUSION; SOLON, OH; COACH (PAID); NOT INVESTMENT RELATED; 07/2015-PRESENT; 20 HOURS PER MONTH, 0 HOURS DURING TRADING; HEAD COACH.
CRS (Client Relationship Summary) - RIA
Click below to view Erik Shannon Keister's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 21, 2015 - Present
NORTH STAR ADVISORY GROUP, LLC
Office #1: 2000 Auburn Drive Suite 415, Beachwood, OH 44122RIA
CRD#: 171694
Beachwood, OH
Past
June 24, 2015 - April 7, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
BEACHWOOD, OH
Past
June 18, 2015 - April 7, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
BEACHWOOD, OH
Past
January 6, 2004 - July 20, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CUYAHOGA FALLS, OH
Past
December 18, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 18, 2003 - July 20, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CUYAHOGA FALLS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NORTH STAR ADVISORY GROUP, LLC
NORTH STAR ADVISORY GROUP | NORTH STAR ADVISORY GROUP, LLC
CRD#: 171694 / SEC#: 801-123132
RIA
Registered Investment Advisory firm - (1/25/2022 Approved)Florida
Registered Investment Advisory firm - (4/12/2016 Approved)Ohio
Registered Investment Advisory firm - (8/4/2014 Approved)Texas
Registered Investment Advisory firm - (3/4/2016 Conditional Restricted)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/22/2016)
IAR
Illinois(6/6/2022)
IAR
Massachusetts(7/14/2022)
IAR
Michigan(6/3/2022)
IAR
North Carolina(6/6/2022)
IAR
Ohio(7/21/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NS
NORTH STAR ADVISORY GROUP, LLC
NORTH STAR ADVISORY GROUP | NORTH STAR ADVISORY GROUP, LLC
CRD#: 171694 / SEC#: 801-123132
RIA
Registered Investment Advisory firm - (1/25/2022 Approved)Florida
Registered Investment Advisory firm - (4/12/2016 Approved)Ohio
Registered Investment Advisory firm - (8/4/2014 Approved)Texas
Registered Investment Advisory firm - (3/4/2016 Conditional Restricted)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2000 Auburn Drive Suite 415, Beachwood, OH 44122
Mailing Address
Phone number
(216) 202-0202
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 448 |
| AUM (Assets Under Management) | $ 226,524,027 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
