Anthony Akiniz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Akiniz, who also goes by Batur Akiniz, Anthony Batur, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2003. Anthony had worked at 7 firms and has passed the Series 66, SIE, Series 56, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2015 - May 3, 2016
T3 TRADING GROUP, LLC
November 13, 2007 - January 10, 2008
CITIGROUP GLOBAL MARKETS INC.
June 29, 2006 - September 19, 2006
SHS SECURITIES, INC.
November 21, 2005 - January 20, 2006
WAMU INVESTMENTS, INC.
March 5, 2004 - October 6, 2005
TD AMERITRADE CLEARING, INC.
September 16, 2003 - December 31, 2003
METROPOLITAN LIFE INSURANCE COMPANY
September 16, 2003 - December 31, 2003
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 11/29/2015
Proprietary Trader Qualification ExaminationSeries 55
Date: 7/17/2006
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
