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JA

Jeffrey Aurand

VISTA INVESTMENT PARTNERS
Rockford, IL 61107-6811
Some features on this profile are disabled
CRD#: 4692143
JA

Professional summary

Jeffrey Aurand, who also goes by Jeff David Aurand, Jeff Aurand, Jeffrey D Aurand, is a registered financial advisor currently at VISTA INVESTMENT PARTNERS located in Rockford, Illinois and LEVEL FOUR FINANCIAL, LLC located in Rockford, Illinois.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeff David Aurand | Jeff Aurand | Jeffrey D Aurand

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Aurand's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 3, 2025 - Present

VISTA INVESTMENT PARTNERS

Office #1: 2215 Perrygreen Way Suite A, Rockford, IL 61107-6811
RIA
CRD#: 327983
Rockford, IL
Current

November 3, 2025 - Present

LEVEL FOUR FINANCIAL, LLC

Office #1: 2215 Perrygreen Way Unit 3, Rockford, IL 61107
BD
CRD#: 25700
Rockford, IL
Past

January 31, 2023 - November 10, 2025

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
ROCKFORD, IL
Past

January 31, 2023 - November 10, 2025

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ROCKFORD, IL
Past

July 2, 2014 - February 1, 2023

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
Loves Park, IL
Past

July 2, 2014 - February 1, 2023

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
Loves Park, IL
Past

August 20, 2012 - June 25, 2014

EDWARD JONES

RIA
CRD#: 250
ROCKFORD, IL
Past

August 20, 2012 - June 25, 2014

EDWARD JONES

BD
CRD#: 250
ROCKFORD, IL
Past

November 13, 2009 - August 9, 2012

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
LOVES PARK, IL
Past

November 13, 2009 - August 9, 2012

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
LOVES PARK, IL
Past

April 21, 2009 - November 13, 2009

NATCITY INVESTMENTS, INC.

RIA
CRD#: 17490
ROCKFORD, IL
Past

August 22, 2003 - November 13, 2009

NATCITY INVESTMENTS, INC.

BD
CRD#: 17490
ROCKFORD, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VISTA INVESTMENT PARTNERS
ORANGE HORIZON WEALTH, LLC | VISTA INVESTMENT PARTNERS II, LLC | VISTA INVESTMENT PARTNERS

CRD#: 327983 / SEC#: 801-128904

RIA
Registered Investment Advisory firm - (10/13/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(11/3/2025)
RR
Colorado
(11/3/2025)
RR
Florida
(11/3/2025)
RR
Illinois
(11/3/2025)
IAR
Illinois
(11/3/2025)
RR
Minnesota
(11/3/2025)
RR
Texas
(11/3/2025)
RR
Wisconsin
(11/3/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/18/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/16/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/24/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/21/2003
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VI
VISTA INVESTMENT PARTNERS
ORANGE HORIZON WEALTH, LLC | VISTA INVESTMENT PARTNERS II, LLC | VISTA INVESTMENT PARTNERS

CRD#: 327983 / SEC#: 801-128904

RIA
Registered Investment Advisory firm - (10/13/2023 Approved)
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Contact information

Main Address
One Woodside Drive, Richmond, IN 47374
Mailing Address
Phone number
(765) 962-5153
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VISTA BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts1,427
AUM (Assets Under Management)$ 321,808,359

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VISTA INVESTMENT PARTNERS

CRD#: 327983Rockford, IL 61107-6811

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