John J. Bresnahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Bresnahan III, who also goes by John Joseph Bresnahan, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2004. John had worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2014 - May 26, 2021
LAZARD MIDDLE MARKET LLC
April 16, 2013 - September 4, 2014
BLACKARCH SECURITIES LLC
June 6, 2012 - April 2, 2013
GCP SECURITIES, LLC
August 9, 2011 - April 2, 2013
KROLL SECURITIES LLC
May 20, 2010 - June 6, 2012
GCP SECURITIES, INC.
April 24, 2008 - April 6, 2010
FIRST CITIZENS CAPITAL SECURITIES, LLC
October 19, 2004 - March 25, 2008
HARRIS WILLIAMS
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
LAZARD MIDDLE MARKET LLC
CRD#: 146092 / SEC#: , 8-67786
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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